Compliance

Integrating expert knowledge and best practices for
licensing management, corporate, and surplus lines
compliance solutions for insurance professionals.

Insurance Compliance Made Easy

Our full-service compliance solutions navigate the complex regulatory world for you. Our 25 years of
experience with licensing and compliance, combined with our unrivaled concierge services, provides peace of
mind that regulatory obligations are being met.
Insurance<br> Licensing
Insurance
Licensing
Surplus Lines<br> Filings
Surplus Lines
Filings
Corporate<br> Compliance
Corporate
Compliance
Compliance<br> Reviews
Compliance
Reviews

WE PROVIDE FULL SERVICE LICENSING

  • Property & Casualty
  • Life, Accident & Health
  • Surplus or Excess Lines
  • Personal Lines
  • Surety
  • Variable Life & Variable Annuities

We identify and proactively address common regulatory pitfalls and provide 24/7 access to verified
information, so licensees know they are eligible to transact business. Connect with us today to discuss our full-service offerings.

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Leverage Our Comprehensive Solutions

We offer end-to-end solutions that address often overlooked steps in the compliance process and
collaborates with rigorously vetted third-party providers to meet your needs.

ReSource Pro Compliance facilitates securing all license types and lines of authority in all U.S. jurisdictions. We also provide a full suite of compliance solutions to keep those licenses active.

  • Producer
  • Surplus Lines
  • Adjuster
  • MGA and TPA
  • RPG/RRG
  • Name & Address Changes
  • Limited Lines
  • Affiliations and Appointments
  • Continuing Education Tracking
  • License Renewal
  • License Copy-on-Demand
  • Name & Address Changes
Insurance Licensing

Insurance
Licensing

Surplus Lines Filings

Surplus Lines
Filings

Placing risks in the non-admitted market brings additional regulatory obligations. We bring compliance information for all U.S. jurisdictions together in one place to facilitate binding and reporting policies and paying premium taxes and stamping fees.

  • Surplus Lines Policy Filings
  • Premium Tax Reports
  • Zero Reports
  • Surplus Lines Association Enrollment
  • SLIP & OPTins Account Management
  • Surplus Lines Industry Connections (SLIC) a secure portal for policy reporting
  • Surplus Lines Calculator & Tax Tool (CATT) a proprietary, online tool to manage filings and taxes

Licensed insurance organizations operating outside their domicile state as foreign corporations have unique regulatory obligations. We help insurance organizations maintain compliance, including obtaining Certificates of Authority “In Good Standing.”

  • Secretary of State/Department of Revenue Business Registration
  • Annual/Biennial Returns
  • Certificate of Authority Amendments
  • Director & Office Updates
  • Foreign Corporation/Franchise Tax Filings
  • Tax Extensions
Corporate Compliance

Corporate
Compliance

Compliance Reviews

Compliance
Reviews

Identify issues before state and revenue regulators take enforcement actions. Our experts assess current regulatory standing, identify licensing gaps and past-due reports and filings, and provide specific, written recommendations for attaining full compliance.

  • Department of Insurance
  • Secretary of State’s Office
  • Department of Revenue Surplus Line Association
  • State Stamping Office

Benefits To Protect Your Agency

Data Security & Accessibility

Data Security
& Accessibility

Our robust data management and cybersecurity measures protect the integrity of clients' data while providing secure, 24/7 access to verify the status of ongoing projects and view current license and compliance information.

Actionable Insights

Actionable Insights

Detailed audits of information maintained by state regulators are available as part of the onboarding process or as a standalone service to identify compliance gaps and provide proven strategies for addressing them.

Hands-Free Compliance

Hands-Free Compliance

Our associates provide advance notice of upcoming deadlines, then automatically prepare and submit the appropriate applications, filings, or reports, unless otherwise instructed.

One-To-Many Communication

One-To-Many Communication

Our network of relationships with state regulators allows clients to submit information once to us and have it shared efficiently with all 50 states, Puerto Rico, and other U.S. territories.

Optimized Workflows, Personal Attention

Optimized Workflows, Personal Attention

Our multidisciplinary team utilizes optimized processes and proprietary automation to manage licensing and compliance projects from end-to-end while providing personal attention to inquiries from both clients and regulators.

Consistency

Consistency

Our automated and audited workflows ensure our associates consistently follow best practices for completing tasks and regularly follow-up with regulators to minimize delays and promote better outcomes.

Learn About The Impact of Our Solutions

Get Started

Get Started

Don't risk noncompliance with regulatory requirements. Our team of licensing and compliance experts can assist you with managing your state licensing requirements.

Contact Us

Additional Resources

Staying compliant isn’t a part-time task

Find out how compliance challenges can quickly mount for insurance agencies.

Don’t forget your compliance needs

Learn the importance of keeping track of insurance license renewal deadlines.

The what and why of consent orders

What situations can lead insurance agents and agencies to receive a consent order?